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FINRA BARS TRANSAMERICA FINANCIAL ADVISORS MICHAEL MACKAY FROM THE SECURITIES INDUSTRY

FINRA recently barred Michael Mackey (CRD#: 2279775) permanently from the securities industry. This information is stated clearly on his BrokerCheck report, which we checked on the 23rd of July. Michael, who was in the securities industry for 22 years, has worked with...

SEC Charges AR Capital and Execs – Settled for $60 Million

In a press conference that was released yesterday, AR Capital LLC’s founder, Nicholas S. Schorsch and its former CFO, Brian Block were charged by the Securities and Exchange Commission. The charges arose because of information about their involvement in receiving...

GPB Holdings Capital Share Prices “Drop Like A Rock” – Investment Fraud Attorneys File Claims To Recover Losses

The media outlets on June 21, 2019 reported that GPB Capital declared that the GPB Capital share prices plummeted by 73%. This news is distressing for several GPB Capital investors as it has been reported that 2 of the biggest GPB investment funds suffered a...

Victim of Investment Fraud?

 Acting quickly may help you recover investment losses.  Call InvestmentFraudLawyers.com at (888) 628-5590. They are a national investor law firm that special helping victims recover losses.

 

Vermont Investment Fraud Fund Set Up

Victims in Vermont of investment fraud will be more likely to recover investment losses thanks to a restitution fund the state created this week. The country will supply the finance by siphoning a portion of financial settlements from securities enforcement cases,...

SEC Charges Investment Advisor For Over Charging Clients

Stephen Brandon Anderson, an investment advisor was charged by the Securities Exchange Commission (SEC) for swindling his clients by overcharging counseling fees of $367,000 or more. As per the SEC’s report, Anderson operated and owned River Source Wealth Management,...

GPB Capital Lawsuit Investigation

Many GPB Capital Holdings LLC shareholders were alerted after receiving the current April 2019 letters. Those investors are now weighing their options in light of GPB’s yearlong refusal to pay investors any distributions. A promising conclusion to a terrible situation...